Northbridge Instruments, Inc.
NASDAQ: NBRI · FY26 · Materiality $21.4M
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SOX · NetSuite ERP

ITGC-009 — Changes tested and approved before production release

Changes follow the SDLC: documented requirements, testing evidence, and CAB approval prior to production deployment.

Risk R-07Control ITGC-009EvidenceSamplesExceptionsDeficiencyFinding

Control attributes

Type
ITGC
Nature
IT dependent manual
Frequency
Ongoing
Key control
Yes
Assertions
All
System
NetSuite
Owner
IT Change Manager
SOX scope
In scope
Last tested
Sep 11, FY26
Testing status
In testing
Samples tested
40
Exceptions
0

AI scoping reasoning

Morgan · Audit Manager Agent

In scope — monthly release cadence increases risk

Linked risk

R-07High
Segregation of duties conflicts in ERP

312 open SoD conflicts, 41 without documented mitigating controls.

Evidence

1 requests

EV-2064Rejected
CAB approval records for August releases

Screenshot lacked approver identity and timestamp; re-request issued.

Exceptions

0 identified

No exceptions identified.

Review notes

0 on this control

No open review notes.