Issues lifecycle

Deficiencies

Formal SOX deficiency evaluation and tracking. Complify assembles the magnitude, likelihood, compensating control and aggregation analysis; the classification is always a human conclusion.

2 to classify

DiscoverFinding→EvaluateDeficiency→FixRemediation→ValidateRetesting→CloseSOX conclusion

By process

Procure to Pay2
ITGC — Access2
Revenue to Cash1
Treasury1

By entity

Northbridge US5
Northbridge Group1

By root cause

Insufficient Documentation2
System Configuration1
Change Management1
Segregation of Duties1
Access1

ProcessEntityAccount

Deficiencies (5)

Click a deficiency to open the evaluation workspace

Process	Controls	Findings	Accounts	Assertions	Classification	Likelihood	Magnitude	Status	Owner	Remediation	Target	Age
Procure to Pay	P2P-008	F-2026-014 F-2061	Accounts payable, Cash	Existence, Accuracy		Reasonably Possible	More than inconsequential	Pending classification	Procurement Controller	In progress — 65%	Nov 30, FY26	12d
Revenue to Cash	R2C-014	F-2074	Revenue, Accounts receivable	Occurrence, Accuracy		Reasonably Possible	More than inconsequential	Pending classification	Director, Revenue Accounting	Plan under review	Dec 31, FY26	20d
ITGC — Access	ITGC-004	F-2068	Multiple	Occurrence, Accuracy	Significant Deficiency	Reasonably Possible	More than inconsequential	Remediation in progress	CIO	In progress — 46%	Jan 31, FY27	37d
ITGC — Access	ITGC-017	F-2071	All financially relevant applications	Existence	Control Deficiency	Remote	More than inconsequential	Ready for retest	IT Operations Lead	Management complete — ready for retest	Nov 30, FY26	17d
Procure to Pay	P2P-008	F-2061	Accounts payable	Existence	Control Deficiency	Remote	More than inconsequential	Remediation in progress	Procurement Controller	Evidence submitted — 80%	Nov 15, FY26	58d

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Every summary links back to the underlying records