SOX

Evidence Requests

Agents request exactly what a procedure requires, chase it when it is late, and validate completeness and accuracy before any testing starts.

Open requests

1 overdue

Validated this cycle

146

94% first submission

Rejected by AI

Insufficient audit trail

Avg. turnaround

4.1 days

-1.8 days vs FY25

Kai · Staff Auditor Agent

EV-2049 (September termination report) is 3 days overdue and blocking 8 samples on ITGC-017. Second follow-up sent to People Operations; the engagement timeline absorbs up to 2 more days before review is affected.

Requests

8 items

Request	Control	Requested from	Agent	Requested	Due	Status	AI validation note
Credit memo approval log, Jul–Sep FY26 EV-2041	R2C-014	Revenue Accounting	Kai	Sep 2	Sep 8	Validated	Reconciled to GL 41200; completeness verified against system record count.
NetSuite privileged role listing with change history EV-2044	ITGC-004	IT Security	Rowan	Sep 3	Sep 9	Validated	System-generated with parameters screenshot; IPE criteria met.
September HR termination report EV-2049	ITGC-017	People Operations	Rowan	Sep 5	Sep 12	Overdue	Second follow-up sent. Testing of 8 samples blocked pending receipt.
Cerritos cycle count reconciliations, Q3 EV-2052	INV-006	Plant Controller	Tessa	Sep 12	Sep 19	Requested	Requested in advance of scope approval AP-308 to protect the timeline.
Vendor master change audit trail EV-2055	P2P-008	Procurement	Kai	Sep 10	Sep 17	Received	Validating completeness — record count differs from prior extract by 42.
Aged AR report with parameters EV-2058	IPE-005	AR Manager	Tessa	Sep 6	Sep 13	Validated	Report logic re-performed independently; totals agree to trial balance.
Meridian Logistics SOC 1 Type 2 report EV-2061	R2C-021	Vendor Management	Solae	Sep 8	Sep 15	Received	Report contains 2 exceptions; assessing complementary user entity controls.
CAB approval records for August releases EV-2064	ITGC-009	IT Change Management	Rowan	Sep 9	Sep 16	Rejected	Screenshot lacked approver identity and timestamp; re-request issued.