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SOX program

Controls

Manage your control environment and track SOX execution from one place.

SOX program progress

FY2026 · phases configurable by the organisation

ScopingOn track
100%
WalkthroughOn track
92%
Design assessmentOn track
87%
Interim testingAt risk
74%
Year-end testingOn track
31%
Issue evaluationAt risk
22%
RemediationOverdue
18%
Final reviewOn track
5%
On track
96
At risk
24
Overdue
8
Audit Manager Agent

Interim testing is the constraint: three controls are waiting on evidence at Cerritos and ITGC-017 remediation is past due. Everything else is tracking to the year-end plan.

Control tracker

12 controls · no card filter

ControlProcessSubprocessOwnerTesterReviewerKeyWalkthroughDesignInterimYear-endEvidenceExceptionsIssuesOverall statusDue
Azure Cloud PlatformTerminationsIT Operations LeadDaniel OrtizMorris HsuKeyCompleteEffectiveComplete
35/35 · 100%
Not started4/4 received3 exceptions2 openRemediation in progressSep 15
3d overdue
Order to CashBillingVP Revenue OperationsAlex KimMorris HsuKeyCompleteEffectiveComplete
1/1 · 100%
Not started2/2 received00CompleteSep 30
12d left
Financial Close & ReportingAnalytic ReviewCorporate ControllerGrace WhitfieldNoor HaddadKeyCompleteEffectiveComplete
3/3 · 100%
Not started3/3 received00CompleteSep 30
12d left
Entity levelDisclosure CommitteeGeneral CounselGrace WhitfieldNoor HaddadKeyCompleteEffectiveComplete
2/2 · 100%
Not started2/2 received00CompleteSep 30
12d left
NetSuite ERPAccess ManagementIT Security ManagerAlex KimMorris HsuKeyCompleteEffectiveTester review
23/26 · 88%
Not started4/4 received2 exceptions1 openException identifiedOct 1
13d left
Inventory & Cost AccountingCycle CountsPlant ControllerDaniel OrtizNoor HaddadKeyIn progressNot startedEvidence requested
0/25 · 0%
Not started1/4 received00Waiting on evidenceOct 5
17d left
Order to CashKey ReportsAR ManagerPriya RamanMaria LeeKeyCompleteEffectiveEvidence requested
4/12 · 33%
Not started3/5 received00Waiting on evidenceOct 8
20d left
Financial Close & ReportingJournal EntriesAssistant ControllerGrace WhitfieldMaria LeeKeyCompleteEffectiveReviewer review
55/60 · 92%
Not started5/5 received00Under reviewOct 10
22d left
NetSuite ERPChange ManagementIT Change ManagerAlex KimMaria LeeKeyCompleteEffectiveAI testing
25/40 · 62%
Not started3/3 received00Testing in progressOct 12
24d left
Order to CashCredit & AdjustmentsDirector, Revenue AccountingJames LeeMorris HsuKeyCompleteEffectiveTester review
38/45 · 84%
Not started3/4 received1 exception1 openException identifiedOct 15
27d left
Procure to PayVendor ManagementProcurement ControllerDaniel OrtizMorris HsuKeyCompleteEffectiveReviewer review
35/45 · 78%
Not started2/3 received2 exceptions1 openException identifiedOct 15
27d left
Order to CashContract ReviewRevenue ManagerPriya RamanMaria LeeKeyCompleteEffectiveAI testing
22/40 · 55%
Not started6/6 received00Testing in progressOct 20
32d left