SOX
SOX Risk Assessment
Identify financial reporting risks, evaluate control coverage, and build your control environment with AI.
Processes assessed
8/11
3 remaining
Risks identified
63
6 awaiting approval
Controls mapped
123
96 key
Potential gaps
12
3 recommended controls
High-risk areas
6
Revenue, P2P, ITGC
Assessment complete
71%
FY26 cycle
Business processes
11 processes in the assessment
| Business process | Process owner | Assessment status | Risks | Controls | Potential gaps | Risk level | Progress | Last updated |
|---|---|---|---|---|---|---|---|---|
| Revenue | Director, Revenue Accounting | AI draft ready | 9 | 14 | 2 | High | 82% | Sep 16, FY26 |
| Order to Cash | VP Revenue Operations | In progress | 11 | 17 | 3 | High | 64% | Sep 17, FY26 |
| Procure to Pay | Procurement Controller | AI draft ready | 8 | 11 | 2 | High | 78% | Sep 15, FY26 |
| Payroll | Director, HR Operations | Complete | 5 | 9 | 0 | Moderate | 100% | Sep 4, FY26 |
| Financial Close & Reporting | Corporate Controller | Complete | 10 | 16 | 1 | High | 100% | Sep 8, FY26 |
| Treasury | Assistant Treasurer | In progress | 4 | 6 | 1 | Moderate | 45% | Sep 12, FY26 |
| Fixed Assets | Manager, Corporate Accounting | Complete | 3 | 5 | 0 | Low | 100% | Aug 29, FY26 |
| Inventory | Plant Controller — Cerritos | In progress | 7 | 10 | 2 | High | 52% | Sep 16, FY26 |
| Equity | Manager, Stock Administration | Not started | 0 | 4 | 0 | Low | 0% | FY25 Q4 |
| Tax | VP Tax | Not started | 0 | 6 | 0 | Moderate | 0% | FY25 Q4 |
| IT General Controls | IT Security Manager | AI draft ready | 6 | 25 | 1 | High | 88% | Sep 15, FY26 |
Ask Complify about this assessment
Answers use platform data and uploaded assessment materials
Audit Manager Agent
Revenue and Procure to Pay drafts are ready for review. Three gaps have recommended controls waiting on your approval before they enter the RCM.