OverviewFile ReviewsHorizontalThematicIssue ValidationAudit Plan QAAudit Committee QAEQARequirementsQA FindingsReportsSettings
Quality Assurance
Settings
Ongoing QA policy
Review 10% of completed audits every quarter, risk-weighted. Active
Run horizontal review on Supervisory approvals every half-year. Active
Validate 100% of High issue closures. Active
Roles & permissions
| Role | Access |
|---|---|
| QA Administrator | Configure requirements, policies, mappings |
| QA Reviewer | Review AI tests, sign off, create findings |
| Internal Auditor | Respond to evidence requests; view own reviews |
| CAE | Approve QA findings and reporting |
| EQA Assessor | Access EQA workspace; restricted drafts |
| Read-only / Audit Committee | Final reports only |
Normalized audit model — field mapping
Map each organization's source systems into shared QA concepts
| Concept | Source system | Field / rule | Status |
|---|---|---|---|
| Audit | AuditBoard · Project | project.name / project.id | Mapped |
| Planning Document | AuditBoard · Attachments | tag = 'Planning' | Mapped |
| Workpaper | AuditBoard · Test steps | test_step + signoffs[] | Mapped |
| Issue | AuditBoard · Issues | issue.rating → Risk Rating | Mapped |
| Final Report | Workiva · Documents | folder /IA/Reports | Mapped |
| Audit Committee Report | Board portal (upload) | PDF/PPTX slides | Needs review |
| Issue Validation | TeamMate (legacy FY24) | — | Not mapped |